Sunday, November 14, 2021

Heroic Bureaucrats


Matthew 25:23

     "His lord said to him, 'Well done, good and faithful servant; you have been faithful over a few things, I will make you ruler over many things. Enter into the joy of your lord.'”


The USA faced the potential for a Constitutional crisis in the 2020 election and aftermath.  

We avoided the worst of it. People did their jobs.

A president who was persuasive, persistent, and extraordinarily popular with approximately 45% of the American public attempted to push the levers of power to overthrow an election and retain office. He contacted governors, secretaries of state, county election officials, and appointed and career officials in his own Justice Department urging they "find" votes or fraud--something that would provide a colorable argument for voiding the election. People in key places resisted their own partisan desires, and enormous partisan pressure. They reviewed ballots, they counted the votes, and they were faithful to their jobs.

They weren't acting like politicians. They were acting like bureaucrats. 

Sandford Borins
College classmate Sandford Borins is an emeritus professor at the University of Toronto. He studied political science and public administration, with a focus on the narrative stories that people tell themselves and others to understand the world. He has a blog of his own, https://sandfordborins.com and multiple books and articles.

This Guest Post is an excerpt from his commentary on Tony Downs, an economist who influenced his thinking and career, particularly in Downs' book, Inside Bureaucracy. That book came to Borins' mind when he read Downs' recent obituary. His full post is at Borins' website.


Guest Post by Sandford Borins


Tony Downs postulated nine possible motives of public servants. Five are pure manifestations of self-interest: power, money income, prestige, convenience, and security. But the other four are altruistic: loyalty beyond the self to a group of people or institution, pride in performance, desire to serve the public interest, and commitment to a specific program or policy.

Downs’s five types of officials combine these motives in different ways. Two types of purely self-interested officials are:

  • Climbers, who are ambitious and strive for more power, income, and prestige.
  • Conservers, who consider convenience and security all-important, and attempt to retain the power, income, and prestige that they already have.

Three types of officials combine self-interest and altruism:

  • Zealots, who are committed to a narrow range of policies or concepts.
  • Advocates, who are loyal to a broader set of policies than zealots and who seek power to advance the interests of their organization.
  • Statesmen [sic], who are loyal to society as a whole and seek power to influence national policies. Downs condescendingly refers to statesmen as most closely resembling “the theoretical bureaucrats of public administration textbooks.”

Why This Matters

I’m not particularly interested in this as intellectual history, namely that a scholar who postulated that voters and politicians were primarily self-interested a decade later had second thoughts when he studied bureaucrats. It is of interest to me that a considerable body of public opinion, particularly in the U.S. and on the political right, sees career public servants as ambitious climbers attempting to enlarge their organizations’ power and budget or risk-averse conservers attempting protect their turf and cover their asses. This is comparable to disdain and scorn for career politicians.

The Trump Presidency

The Trump presidency put public servants to a severe test, as I predicted it would, before he took office. Over the course of his presidency, it became clear that Trump was a kleptocrat who surrounded himself with kleptocrats; a demagogue who lied repeatedly, starting with minor matters like the size of the crowd at his inauguration and eventually on critical matters such as the pandemic; and an aspiring dictator, who attempted to steal an election.

What was crucial was how American public servants responded to this assault on the truth, on their organizations, and on democracy. Some climbers enthusiastically supported the Trump Administration’s political appointees to advance their careers. Conservers undoubtedly kept their heads down, hoping “this, too, will pass.” But there were public servants who spoke truth to power, like Anthony Fauci and his colleagues in the FDA. There were public servants who became whistle-blowers – for example, Alexander Vindman, Fiona Hill, and Marie Yovanovitch in the Trump-Ukraine scandal – an act of patriotism for which they were fired. And there were many state-level public servants who, despite political and public pressure including death threats, counted the vote honestly and accurately.

In the last years of his life, I wonder if Downs was thinking about his theoretical bureaucrats as the conflict between Trump and real public servants played out. I searched online but could find no recent publications by Downs on that issue. Certainly, this would be a fruitful topic for public administration researchers.

My conclusion – the armchair empiricism of an emeritus professor of public administration – is that, when facing an existential threat to democratic governance, many American public servants acted altruistically in the public interest, sometimes at considerable personal risk. There is a library of profiles in courage waiting to be written.

11 comments:

Rick Millward said...

I would imagine the vast majority of those working in government are no different than anyone at any vocation; they just want to make a living and provide for themselves and their families.

Like most they also do what they need to do to keep their jobs, like putting up with a annoying supervisor or co-worker. This can cause an ethical dilemma when faced with extreme corruption.

One often hears the "I stayed because I was afraid my replacement would make the situation worse" defense for those who now are tainted by their participation in the last administration. This is something to avoid at all costs.

The founders had a blind spot with regard to how white supremacism might infect a two party system. It was inconceivable that the stain of slavery and its attendant racism would become a defining characteristic of the nation 250 years later to the extent that it has.

If the last four years have taught us anything it's that it's time to correct this flaw that now threatens Democracy itself, including the bureaucracy lest it degenerates into something resembling 1940s Germany.

Ed Cooper said...

"I stayed because I was afraid my replacement would make the situation worse" echoes what many of the Nazi's in the Dock at Nuremburg were saying about their roles in facilitating trains full of Jews and others rolling into Auschwitz.

Mike said...

Thank you for sharing Mr. Borins’ astute synopsis of the Trump presidency. Although Trump’s coup attempt failed, he remains leader of the GOP and red states are replacing public servants who did their jobs with partisans more willing to overturn election results their party doesn’t like.

Even on this comments section, some parrot wingnut attacks against such public servants as Dr. Fauci, who has devoted his life to helping others. His offense? He contradicted their Fuhrer with facts.

Sally said...

Looks like this conversation went full board Godwin’s Law.

Michael Trigoboff said...

Yep, Godwin’s Law about a president with Jewish grandchildren. Hysteria rules…

Mike said...

Fuhrer obviously hits too close to home. I should have said, cult leader.

Art Baden said...

Having Jewish grandchildren doesn’t stop someone from being an anti semite, any more than having black children doesn’t stop anyone from being a racist. Exhibit #1: Storm Thurmond

M2inFLA said...

There's a difference between employees of private firms and businesses and public employees, especially those who aren't union members. I mean professionals, doctors, lawyers, tech employees, etc.

In the public sector, explain to me how many don't do their job and the consequences. Look at the "mistakes" that have happened over the years - Portland's problems, Oregon's DMV problems, the failure of Cover Oregon, etc.

In private industries, incompetence and pour job performance cause those companies to decline or fail. The public sector just asks for more tax revenue.

Sure, some managers and leaders might lose their job, but the employees in the public sector stay. A problem in government, public agencies, and our schools.

The targets by the cognoscenti are the "rich" rather than the incompetents.

Michael Trigoboff said...

Thanks, Mike. That would have been better. Godwin’s Law is there for a reason…

Sally said...

Agree with M2inFLA about “public servants” in Oregon. That would be, and deserves, a long discussions. So much cronyism and incompetence in this state. It was not ever thus.

Alison Halderman said...

I agree with the profiles in courage!! I also continue to put my hope for the future in the American people,, and in most humans'desire for a relatively modest amount of both comfort and freedom in life..for many,, the freedom not to worry about the bigger picture! Of course, that has a down side (another discussion topic!). As a teen in the 70's/USA, I grew up surrounded by negative views of bureaucrats and lawyers. I am still amused by my gratitude for bureaucrats and lawyers during the Trump presidency! Definitely for those who are "advocates"and "statesmen" (or women) and had to take risks, but also for the conservative element who are resistant to change (whether for self interest or by personality). Seeing " the slow wheels of bureaucracy" protect us from radical changes I would not want helped me have some patience re others I do want. I am, by one community organizer's definition, a liberal, in that I am always interested in possibilities and change. But as business partners know,you need complementary types to run any endeavor, so I have come to appreciate "conservatives", even while negotiating for changes!